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Fintech Advisory AI Agent

AI Agent
Financial advisors were manually searching spreadsheets to answer client questions — each giving different answers. We built an AI agent backed by a vector database that delivers sourced, cited recommendations in seconds.
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The Knowledge Gap

The Problem

Client advisors manually searched spreadsheets and internal databases to diagnose financial situations. Each rep had different knowledge, leading to inconsistent advice. New reps took months to become productive.
🔍Reps manually searching through spreadsheets and databases
Inconsistent advice — depends on who you ask
New rep onboarding takes 3-6 months
No citations or sources behind recommendations
📈Cannot scale without proportional headcount
Risk of outdated or incorrect financial guidance
The Intelligent System

Solution & Approach

We built an AI agent where a rep enters the problem description and selects the relevant company. The system queries a vector database of financial records to return specific, sourced recommendations — citing exact invoices, clients, and actions.
Vector database ensures every recommendation is sourced and verifiable
Cites specific invoices, clients, and actions — not generic advice
New reps get the same quality output as veterans on day one
Architecture designed to scale into client-facing self-service
RAG approach means knowledge updates automatically with new data
The Intelligence Layer
Query

How should we handle client X's invoice?

Based on the current policy, client X qualifies for a 15-day net payment term. The outstanding invoice should be flagged for follow-up per the escalation workflow.

Invoice #4521Policy Doc v3Client History
92% confidence

Outcome & Results

Reps now get sourced financial recommendations in seconds instead of hours. Advice quality is consistent regardless of experience. Every recommendation is backed by citations that reps can verify.
<10sTime to recommendation
100%Sourced with citations
Day 1New rep productivity
0Unsourced recommendations

Tech Stack

PythonLangChainPineconeOpenAI GPT-4FastAPIReact

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